Without Preamble

Abstract

The Federal Circuit is ignoring a significant share of the words of patent claims. That’s a bad idea as a matter of policy. It’s virtually impossible to tell when the court is going to do it. And it’s inconsistent with the idea that the claims define the scope of the invention and with how the Supreme Court thinks about claim construction and its closest analogies—statutory interpretation and construing contracts.

The culprit is a labyrinthine set of rules that the Federal Circuit uses to decide whether or not to include the “preamble” to a patent claim as part of the claim. The words of the preamble, which can sometimes amount to more than half of the whole claim, might or might not be treated as part of the invention depending on a complex of factors, including whether the claim reads as a complete sentence without it; whether the same words are used in both the preamble and the body of the claim; whether the body of the claim includes the magic word “said”; whether the preamble merely posits a use, benefit, or environment for the claim; and whether the preamble “breathes life and meaning into the claim.”

These preamble rules serve no useful purpose. If and when the Supreme Court faces the issue, it should and will sweep the rule away. Patent applicants should draft patents with that fact in mind, and the rest of us should interpret claims with one eye on the fact that this is a doctrine whose days are numbered.

Details

Author(s):
Publish Date:
March 30, 2020
Publication Title:
Boston University Law Review
Format:
Journal Article Volume 100 Page(s) 357-388
Citation(s):
  • Mark A. Lemley, Without Preamble, 100 Boston University Law Review 357 (2020).

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