A New Ruling Threatens SEC Enforcement Actions
Details
- Publish Date:
- May 19, 2022
- Author(s):
-
- Alpert, Bill
- Source:
- Barron's
- Related Person(s):
- Related Organization(s):
Summary
The new ruling is an existential threat to SEC enforcement, says Joseph Grundfest, a Stanford University law professor who served four years as an SEC commissioner during the Reagan presidency.
Grundfest believes it’s likely that the agency will appeal the Fifth Circuit ruling. “The SEC has no choice but to fight to preserve these administrative law proceedings,” he says.
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